FTKI First Trust Small Cap BuyWrite Income ETF
Issuer
First Trust
Inception
Feb 26, 2025
AUM
$25.6M
Expense ratio
0.86%
Yield
11.71%
Asset class
Equity Income
Holdings
203
Last price
$19.68
The First Trust Small Cap BuyWrite Income ETF, referred to as the "Fund," has a primary objective of generating consistent income. Its secondary goal is to grow the value of its investments over time. Under typical market conditions, the Fund pursues these aims by primarily investing in small-capitalization stocks listed on U.S. exchanges. Additionally, it implements a "buy-write" options approach, which involves selling U.S. exchange-traded call options that are based on either the Russell 2000 Index or various small-cap equity exchange-traded funds.
+4.2%
2025-11-14low 18.49 · high 20.402026-11-13
Performance
| 1M | 3M | YTD | 1Y | 3Y ann. | 5Y ann. | |
|---|---|---|---|---|---|---|
| FTKI | +2.9% | -0.4% | +15.1% | +17.2% | — | — |
| Equity Income average (21 funds) | +0.7% | -2.2% | +9.8% | +11.6% | +13.5% | +7.6% |
Insider activity in the holdings
Open-market insider buying across this fund’s holdings over 90 days, weighted by holding weight: +$356K net.
| Holding | Weight | Insiders bought | Insiders sold |
|---|---|---|---|
| LRN Stride, Inc. | 0.90% | $39.6M | $0 |
| SRRK Scholar Rock Holding Corporation | 0.24% | $12.0M | $0 |
| XENE Xenon Pharmaceuticals Inc. | 0.24% | $1.7M | $426K |
| FBK FB Financial Corporation | 0.22% | $1.5M | $0 |
| OPLN OPENLANE Inc. | 0.50% | $500K | $6.0M |
| LUMN Lumen Technologies, Inc. | 0.12% | $495K | $0 |
| BFH Bread Financial Holdings, Inc. | 0.20% | $351K | $0 |
| FFIN First Financial Bankshares, Inc. | 0.51% | $253K | $524K |
| TRNS Transcat, Inc. | 0.21% | $230K | $626K |
| UMBF UMB Financial Corporation | 0.88% | $203K | $1.2M |
| GBCI Glacier Bancorp, Inc. | 0.62% | $106K | $0 |
| ZWS Zurn Elkay Water Solutions Corp. | 0.47% | $100K | $0 |
| ALNT Allient Inc. | 0.13% | $50K | $50K |
| SEZL Sezzle Inc. | 1.37% | $44K | $126K |
| CSTM Constellium SE (Class A) | 0.28% | $42K | $0 |
Holdings · as of Nov 12, 2026
| # | Holding | Weight |
|---|---|---|
| 1 | FTKI US Dollar | 5.73% |
| 2 | ETSY Etsy, Inc. | 2.22% |
| 3 | CART Maplebear Inc. (Instacart) | 2.15% |
| 4 | ANF Abercrombie & Fitch Co. (Class A) | 2.09% |
| 5 | APPN Appian Corporation | 2.08% |
| 6 | PATH UiPath, Inc. (Class A) | 2.02% |
| 7 | EHC Encompass Health Corporation | 1.99% |
| 8 | STNG Scorpio Tankers Inc. | 1.65% |
| 9 | RNR RenaissanceRe Holdings Ltd. | 1.54% |
| 10 | TXRH Texas Roadhouse, Inc. | 1.54% |
| 11 | EQX Equinox Gold Corp. | 1.51% |
| 12 | CRDO Credo Technology Group Holding Ltd | 1.47% |
| 13 | SEZL Sezzle Inc. | 1.37% |
| 14 | FCFS FirstCash Holdings, Inc. | 1.29% |
| 15 | BOX Box, Inc. (Class A) | 1.27% |
| 16 | FHI Federated Hermes, Inc. (Class B) | 1.26% |
| 17 | SSRM SSR Mining Inc. | 1.26% |
| 18 | MCRI Monarch Casino & Resort, Inc. | 1.15% |
| 19 | LPG Dorian LPG Ltd. | 1.15% |
| 20 | AIT Applied Industrial Technologies, Inc. | 1.13% |
| 21 | RGA Reinsurance Group of America, Incorporated | 1.12% |
| 22 | FTDR Frontdoor, Inc. | 1.11% |
| 23 | TNK Teekay Tankers Ltd. (Class A) | 1.10% |
| 24 | ZIM ZIM Integrated Shipping Services Limited | 1.04% |
| 25 | YOU Clear Secure, Inc. (Class A) | 1.03% |
| 26 | KSS Kohl's Corporation | 0.94% |
| 27 | LRN Stride, Inc. | 0.90% |
| 28 | UMBF UMB Financial Corporation | 0.88% |
| 29 | VSXY Victoria's Secret & Co. | 0.84% |
| 30 | MUSA Murphy USA Inc. | 0.82% |
| 31 | AMKR Amkor Technology, Inc. | 0.79% |
| 32 | IMVT Immunovant, Inc. | 0.77% |
| 33 | GCT GigaCloud Technology Inc (Class A) | 0.77% |
| 34 | CVI CVR Energy, Inc. | 0.76% |
| 35 | HR Healthcare Realty Trust Inc. | 0.74% |
| 36 | MGNI Magnite, Inc. | 0.74% |
| 37 | NWBI Northwest Bancshares, Inc. | 0.72% |
| 38 | MC Moelis & Company (Class A) | 0.72% |
| 39 | AXGN Axogen, Inc. | 0.71% |
| 40 | TIGO Millicom International Cellular S.A. | 0.71% |
| 41 | SFNC Simmons First National Corporation | 0.70% |
| 42 | HCC Warrior Met Coal, Inc. | 0.69% |
| 43 | KRC Kilroy Realty Corp | 0.68% |
| 44 | DBX Dropbox, Inc. (Class A) | 0.66% |
| 45 | PAY Paymentus Holdings, Inc. (Class A) | 0.64% |
| 46 | SPNT SiriusPoint Ltd. | 0.63% |
| 47 | GBCI Glacier Bancorp, Inc. | 0.62% |
| 48 | AUB Atlantic Union Bankshares Corporation | 0.59% |
| 49 | ECO Okeanis Eco Tankers Corp. | 0.58% |
| 50 | ACIW ACI Worldwide, Inc. | 0.58% |
| 51 | PRGO Perrigo Company plc | 0.58% |
| 52 | PRDO Perdoceo Education Corporation | 0.57% |
| 53 | MRX Marex Group Limited | 0.57% |
| 54 | RDN Radian Group Inc. | 0.55% |
| 55 | BUSE First Busey Corporation | 0.54% |
| 56 | LQDA Liquidia Technologies, Inc. | 0.54% |
| 57 | PACS PACS Group, Inc. | 0.54% |
| 58 | LNTH Lantheus Holdings, Inc. | 0.53% |
| 59 | NESR National Energy Services Reunited Corp. | 0.53% |
| 60 | DAVE Dave Inc. (Class A) | 0.52% |
| 61 | FLYW Flywire Corporation | 0.51% |
| 62 | FFIN First Financial Bankshares, Inc. | 0.51% |
| 63 | ECPG Encore Capital Group, Inc. | 0.50% |
| 64 | OPLN OPENLANE Inc. | 0.50% |
| 65 | CTO CTO Realty Growth, Inc. | 0.50% |
| 66 | ALKS Alkermes Plc | 0.49% |
| 67 | INSW International Seaways, Inc. | 0.49% |
| 68 | NTCT NetScout Systems, Inc. | 0.47% |
| 69 | ZWS Zurn Elkay Water Solutions Corp. | 0.47% |
| 70 | PCVX Vaxcyte, Inc. | 0.47% |
| 71 | CNO CNO Financial Group, Inc. | 0.46% |
| 72 | CPA Copa Holdings, S.A. | 0.45% |
| 73 | POR Portland General Electric Company | 0.45% |
| 74 | THG The Hanover Insurance Group, Inc. | 0.44% |
| 75 | FROG JFrog Ltd. | 0.44% |
| 76 | KFY Korn Ferry | 0.44% |
| 77 | FRSH Freshworks Inc. (Class A) | 0.44% |
| 78 | HTB HomeTrust Bancshares, Inc. | 0.43% |
| 79 | WWW Wolverine World Wide, Inc. | 0.43% |
| 80 | HMN Horace Mann Educators Corporation | 0.40% |
| 81 | MTH Meritage Homes Corporation | 0.39% |
| 82 | GKOS Glaukos Corporation | 0.39% |
| 83 | KBH KB Home | 0.38% |
| 84 | KYMR Kymera Therapeutics, Inc. | 0.37% |
| 85 | TGTX TG Therapeutics, Inc. | 0.37% |
| 86 | CLMT Calumet, Inc. | 0.37% |
| 87 | TWST Twist Bioscience Corporation | 0.37% |
| 88 | SLDE Slide Insurance Holdings, Inc. | 0.36% |
| 89 | DLO DLocal Limited | 0.36% |
| 90 | KRYS Krystal Biotech, Inc. | 0.35% |
| 91 | SCSC ScanSource, Inc. | 0.35% |
| 92 | PTGX Protagonist Therapeutics, Inc. | 0.34% |
| 93 | OUT OUTFRONT Media Inc. | 0.34% |
| 94 | PTCT PTC Therapeutics, Inc. | 0.34% |
| 95 | SR Spire Inc. | 0.33% |
| 96 | NG Novagold Resources Inc. | 0.33% |
| 97 | SBRA Sabra Health Care REIT, Inc. | 0.33% |
| 98 | ARX Accelerant Holdings (Class A) | 0.33% |
| 99 | PCRX Pacira BioSciences, Inc. | 0.32% |
| 100 | NOG Northern Oil and Gas, Inc. | 0.32% |
| 101 | BMI Badger Meter, Inc. | 0.32% |
| 102 | CYTK Cytokinetics, Incorporated | 0.32% |
| 103 | CALY Callaway Golf Company | 0.32% |
| 104 | CVLT Commvault Systems, Inc. | 0.32% |
| 105 | SKWD Skyward Specialty Insurance Group, Inc. | 0.31% |
| 106 | NEU NewMarket Corporation | 0.31% |
| 107 | SYRE Spyre Therapeutics, Inc. | 0.31% |
| 108 | VVX V2X Inc. | 0.30% |
| 109 | AMBA Ambarella, Inc. | 0.30% |
| 110 | EVER EverQuote, Inc. (Class A) | 0.30% |
| 111 | VTS Vitesse Energy, Inc. | 0.30% |
| 112 | VRNS Varonis Systems, Inc. | 0.30% |
| 113 | FLR Fluor Corporation | 0.30% |
| 114 | PRAX Praxis Precision Medicines, Inc. | 0.30% |
| 115 | VSAT ViaSat, Inc. | 0.29% |
| 116 | CGON CG Oncology, Inc. | 0.29% |
| 117 | FA First Advantage Corporation | 0.29% |
| 118 | CCS Century Communities, Inc. | 0.28% |
| 119 | TEX Terex Corporation | 0.28% |
| 120 | SLG SL Green Realty Corp. | 0.28% |
| 121 | POWI Power Integrations, Inc. | 0.28% |
| 122 | SM SM Energy Company | 0.28% |
| 123 | TFPM Triple Flag Precious Metals Corp. | 0.28% |
| 124 | CSTM Constellium SE (Class A) | 0.28% |
| 125 | RIOT Riot Platforms, Inc. | 0.28% |
| 126 | TENB Tenable Holdings, Inc. | 0.27% |
| 127 | RYTM Rhythm Pharmaceuticals, Inc. | 0.27% |
| 128 | COMP Compass, Inc. (Class A) | 0.27% |
| 129 | CRSP CRISPR Therapeutics AG | 0.26% |
| 130 | AZTA Azenta Inc. | 0.26% |
| 131 | AVAH Aveanna Healthcare Holdings, Inc. | 0.26% |
| 132 | DNLI Denali Therapeutics Inc. | 0.26% |
| 133 | ZETA Zeta Global Holdings Corp. (Class A) | 0.25% |
| 134 | AUPH Aurinia Pharmaceuticals Inc. | 0.25% |
| 135 | MIRM Mirum Pharmaceuticals, Inc. | 0.25% |
| 136 | DIOD Diodes Incorporated | 0.24% |
| 137 | MRCY Mercury Systems, Inc. | 0.24% |
| 138 | SRRK Scholar Rock Holding Corporation | 0.24% |
| 139 | HCSG Healthcare Services Group, Inc. | 0.24% |
| 140 | XENE Xenon Pharmaceuticals Inc. | 0.24% |
| 141 | ORA Ormat Technologies, Inc. | 0.24% |
| 142 | PLXS Plexus Corp. | 0.23% |
| 143 | CTRE CareTrust REIT, Inc. | 0.23% |
| 144 | DEC Diversified Energy Co. | 0.22% |
| 145 | RIGL Rigel Pharmaceuticals, Inc. | 0.22% |
| 146 | PLUS ePlus inc. | 0.22% |
| 147 | FBK FB Financial Corporation | 0.22% |
| 148 | OSW OneSpaWorld Holdings Limited | 0.22% |
| 149 | TRNS Transcat, Inc. | 0.21% |
| 150 | TTAN ServiceTitan, Inc. (Class A) | 0.21% |
| 151 | NTGR NETGEAR, Inc. | 0.20% |
| 152 | TVTX Travere Therapeutics, Inc. | 0.20% |
| 153 | IDCC InterDigital, Inc. | 0.20% |
| 154 | BFH Bread Financial Holdings, Inc. | 0.20% |
| 155 | COGT Cogent Biosciences, Inc. | 0.19% |
| 156 | PI Impinj, Inc. | 0.19% |
| 157 | BHE Benchmark Electronics, Inc. | 0.19% |
| 158 | DFTX Definium Therapeutics Inc. | 0.19% |
| 159 | NMRK Newmark Group, Inc. (Class A) | 0.19% |
| 160 | MIAX Miami International Holdings, Inc. | 0.19% |
| 161 | XMTR Xometry, Inc. (Class A) | 0.18% |
| 162 | KLIC Kulicke and Soffa Industries, Inc. | 0.18% |
| 163 | AMPL Amplitude, Inc. (Class A) | 0.18% |
| 164 | ATAT Atour Lifestyle Holdings Limited (ADR) | 0.18% |
| 165 | PAR PAR Technology Corporation | 0.18% |
| 166 | HNGE Hinge Health, Inc. (Class A) | 0.17% |
| 167 | DNTH Dianthus Therapeutics, Inc. | 0.17% |
| 168 | WTTR Select Water Solutions, Inc. (Class A) | 0.17% |
| 169 | PKE Park Aerospace Corp. | 0.16% |
| 170 | BL BlackLine, Inc. | 0.16% |
| 171 | EXTR Extreme Networks, Inc. | 0.16% |
| 172 | OMCL Omnicell, Inc. | 0.15% |
| 173 | VSH Vishay Intertechnology, Inc. | 0.15% |
| 174 | UE Urban Edge Properties | 0.15% |
| 175 | HLIT Harmonic Inc. | 0.15% |
| 176 | NVEC NVE Corporation | 0.15% |
| 177 | HIMS Hims & Hers Health, Inc. | 0.15% |
| 178 | DCO Ducommun Incorporated | 0.14% |
| 179 | QBTS D-Wave Quantum, Inc. | 0.14% |
| 180 | MXL MaxLinear, Inc. | 0.14% |
| 181 | ALNT Allient Inc. | 0.13% |
| 182 | NAVN Navan, Inc. (Class A) | 0.13% |
| 183 | CECO CECO Environmental Corp. | 0.13% |
| 184 | RGTI Rigetti Computing, Inc. | 0.13% |
| 185 | FIVN Five9, Inc. | 0.12% |
| 186 | SPT Sprout Social, Inc. (Class A) | 0.12% |
| 187 | LUMN Lumen Technologies, Inc. | 0.12% |
| 188 | CEVA CEVA, Inc. | 0.11% |
| 189 | HLIO Helios Technologies Inc. | 0.11% |
| 190 | COHU Cohu, Inc. | 0.11% |
| 191 | BELFA Bel Fuse Inc. (Class A) | 0.10% |
| 192 | PLAB Photronics, Inc. | 0.10% |
| 193 | ADEA Adeia Inc. | 0.10% |
| 194 | GNK Genco Shipping & Trading Limited | 0.09% |
| 195 | AMSC American Superconductor Corporation | 0.09% |
| 196 | AXTI AXT, Inc. | 0.09% |
| 197 | GENI Genius Sports Limited | 0.08% |
| 198 | MEI Methode Electronics, Inc. | 0.08% |
| 199 | UCTT Ultra Clean Holdings, Inc. | 0.07% |
Sector breakdown
Technology21.7%
Financial Services19.1%
Consumer Cyclical16.6%
Healthcare14.9%
Energy7.2%
Industrials6.2%
Basic Materials5.5%
Real Estate4.3%
Communication Services2.0%
Consumer Defensive1.5%
Utilities1.1%
Country breakdown
United States92.6%
Canada2.2%
Israel1.1%
Brazil0.4%
Taiwan0.3%
Switzerland0.3%
China0.2%
Distributions
| Date | Per unit |
|---|---|
| Oct 21, 2026 | $0.1910 |
| Sep 24, 2026 | $0.1990 |
| Aug 21, 2026 | $0.1990 |
| Jul 21, 2026 | $0.1990 |
| Jun 25, 2026 | $0.1930 |
| May 21, 2026 | $0.1930 |
| Apr 21, 2026 | $0.1930 |
| Mar 26, 2026 | $0.1880 |
| Feb 20, 2026 | $0.1880 |
| Jan 21, 2026 | $0.1880 |
| Dec 12, 2025 | $0.1870 |
| Nov 21, 2025 | $0.1870 |
| Oct 21, 2025 | $0.1870 |
| Sep 25, 2025 | $0.1870 |
| Aug 21, 2025 | $0.1870 |
| Jul 22, 2025 | $0.1870 |
| Jun 26, 2025 | $0.1910 |
| May 21, 2025 | $0.1910 |
| Apr 22, 2025 | $0.1910 |
Members of Congress who disclosed this ETF
No member of Congress has disclosed a trade in FTKI in the filings we hold.
Fund facts, prices, performance and distributions: our market-data vendor. Holdings: the vendor and SEC Form N-PORT. Insider and Congress data: InsiderBuying. Last updated Nov 13, 2026. This is historical data, not investment advice. Report a data error